Категории вакансий


Chief Compliance Officer (Russia and CIS)

Компания Leading Investment Bank

Место работы Москва

09.09.15

Leading Investment Company is looking for Chief Compliance Officer (Russia and CIS).

MAJOR RESPONSIBILITIES:

Responsibility with the support of Global Compliance senior management, for the Russia regulated entities and related Compliance business plan.

Regulatory relationship management and oversight in the region including relationships with regulators (e.g. FSFM), self regulatory bodies (NAUFOR) and Exchanges (e.g. MICEX/RTS).

Main areas of coverage include :

Equities and FICC

IBF

Research

Credit

Advisory:

Provision of regulatory advice in relation to the day to day activities of the global banking business.

Providing advice on both day to day activities and projects to senior Product and Group management.

Participation in new business approval committees, ensuring financial crime considerations are appropriately considered and influencing the approval or otherwise of new products.

TECHNICAL KNOWLEDGE / QUALIFICATIONS REQUIRED:

Graduate Level or equivalent preferred; Professional Qualification.

In-depth working knowledge of the Russia/CIS financial.

services regulation and other global regulatory experience desirable.

Excellent drafting skills.

Excellent communication skills.

PC literacy (MS Office).

EXPERIENTIAL BACKGROUND:

5-10 years of relevant regulatory experience

COMPETENCIES:

Director level, with a track record of operating in a Compliance function at an Investment Firm.

Sound knowledge of the relevant regulatory and internal control requirements.

Direct experience supporting Investment Banking business.

Excellent interpersonal and leadership skills, solution driven, enthusiastic, confident and organised team player.

Ability to act with initiative and autonomy, ensuring proactive upward reporting of relevant issues as required.